CAT

Caterpillar INC

Insider trading activity for Caterpillar INC, straight from SEC Form 4 filings. Net figures below count open-market buys and sales only — grants, option exercises and tax withholding are excluded because they are compensation, not decisions to trade.

Past 3 months

-$17.4M

net selling

Bought(0 · 0 insiders): $0
Sold(11 · 2 insiders): $17.4M

Past 6 months

-$87.4M

net selling

Bought(1 · 1 insiders): $219.2K
Sold(21 · 7 insiders): $87.6M

Past 12 months

-$87.4M

net selling

Bought(1 · 1 insiders): $219.2K
Sold(21 · 7 insiders): $87.6M

Transaction history

The 72 most recent Form 4 transactions.

Open in screener →

Date	Insider	Role	Type	Shares	Price	Value	Δ Own	Filing
Jul 24	Epley Kyle Joseph	Chief Financial Officer	AGRANT◆	7	$888.73	$6.2K	—	Open the original filing on SEC.gov
Jul 24	Epley Kyle Joseph	Chief Financial Officer	AGRANT◆	5	$888.73	$4.4K	—	Open the original filing on SEC.gov
Jul 24	Kaiser Jason	Group President	AGRANT◆	10	$888.73	$8.9K	—	Open the original filing on SEC.gov
Jul 24	Creed Joseph E	Chief Executive Officer	AGRANT◆	18	$888.73	$16K	—	Open the original filing on SEC.gov
Jun 30	MacLennan David	Director	AGRANT◆	22	$1,055.33	$23.2K	—	Open the original filing on SEC.gov
Jun 26	Kaiser Jason	Group President	AGRANT◆	5	$997.47	$5K	—	Open the original filing on SEC.gov
Jun 26	Creed Joseph E	Chief Executive Officer	AGRANT◆	16	$997.47	$16K	—	Open the original filing on SEC.gov
Jun 26	Epley Kyle Joseph	Chief Financial Officer	AGRANT◆	6	$997.47	$6K	—	Open the original filing on SEC.gov
Jun 10	Wilkins Rayford Jr	Director	AGRANT	211	—	—	+2.6%	Open the original filing on SEC.gov
Jun 10	Schwab Susan C	Director	AGRANT	211	—	—	+3.5%	Open the original filing on SEC.gov
Jun 10	Reed Debra L	Director	AGRANT	211	—	—	+1.6%	Open the original filing on SEC.gov
Jun 10	Marks Judith Fran	Director	AGRANT	211	—	—	+12.2%	Open the original filing on SEC.gov
Jun 10	MacLennan David	Director	AGRANT	211	—	—	+2.6%	Open the original filing on SEC.gov
Jun 10	Keene Nazzic S	Director	AGRANT	211	—	—	+40.8%	Open the original filing on SEC.gov
Jun 10	Johnson Gerald	Director	AGRANT	211	—	—	+5.7%	Open the original filing on SEC.gov
Jun 10	Fish James C Jr	Director	AGRANT	211	—	—	+6.1%	Open the original filing on SEC.gov
May 26	Creed Joseph E	Chief Executive Officer	AGRANT◆	18	$908.55	$16.4K	—	Open the original filing on SEC.gov
May 26	Epley Kyle Joseph	Chief Financial Officer	AGRANT◆	6	$908.55	$5.5K	—	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	MEXER◆	16,078	$196.70	$3.2M	—	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	1,605	$911.92	$1.5M	-3.1%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	402	$910.65	$366.1K	-0.8%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	1,568	$909.70	$1.4M	-2.9%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	2,302	$908.76	$2.1M	-4.1%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	1,191	$907.98	$1.1M	-2.1%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	1,491	$906.73	$1.4M	-2.5%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	2,259	$905.73	$2M	-3.7%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	SSELL	1,787	$904.70	$1.6M	-2.9%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	FTAX	3,473	$910.55	$3.2M	-5.3%	Open the original filing on SEC.gov
May 14	Johnson Denise C	Group President	MEXER	16,078	$196.70	$3.2M	+32.3%	Open the original filing on SEC.gov
May 13	Johnson Denise C	Group President	MEXER◆	7,900	$196.70	$1.6M	—	Open the original filing on SEC.gov
May 13	Johnson Denise C	Group President	SSELL	2,650	$910.24	$2.4M	-5.1%	Open the original filing on SEC.gov
May 13	Johnson Denise C	Group President	SSELL	3,546	$909.46	$3.2M	-6.3%	Open the original filing on SEC.gov
May 13	Johnson Denise C	Group President	FTAX	1,704	$911.61	$1.6M	-2.9%	Open the original filing on SEC.gov
May 13	Johnson Denise C	Group President	MEXER	7,900	$196.70	$1.6M	+15.9%	Open the original filing on SEC.gov
May 13	Schaupp William E	Chief Accounting Officer	SSELL	360	$906.00	$326.2K	-40.5%	Open the original filing on SEC.gov
May 11	Creed Joseph E	Chief Executive Officer	FTAX	574	$912.03	$523.5K	-1.6%	Open the original filing on SEC.gov
May 11	Pambianchi Christine M	Chief Human Resources…	FTAX	224	$912.03	$204.3K	-6.8%	Open the original filing on SEC.gov
May 11	Fassino Anthony D.	Group President	MEXER◆	21,403	$219.76	$4.7M	—	Open the original filing on SEC.gov
May 11	Fassino Anthony D.	Group President	SSELL	843	$917.73	$773.6K	-1.8%	Open the original filing on SEC.gov
May 11	Fassino Anthony D.	Group President	SSELL	15,440	$916.75	$14.2M	-24.8%	Open the original filing on SEC.gov
May 11	Fassino Anthony D.	Group President	FTAX	5,120	$918.65	$4.7M	-7.6%	Open the original filing on SEC.gov
May 11	Fassino Anthony D.	Group President	MEXER	21,403	$219.76	$4.7M	+46.5%	Open the original filing on SEC.gov
May 8	Epley Kyle Joseph	Chief Financial Officer	AGRANT◆	1,394	—	—	—	Open the original filing on SEC.gov
May 8	Epley Kyle Joseph	Chief Financial Officer	AGRANT	515	—	—	+3.0%	Open the original filing on SEC.gov
May 6	Kaiser Jason	Group President	GGIFT	294	—	—	-3.1%	Open the original filing on SEC.gov
May 6	De Lange Bob	Group President	MEXER◆	28,105	$127.60	$3.6M	—	Open the original filing on SEC.gov
May 6	De Lange Bob	Group President	SSELL	9,752	$923.47	$9M	-10.2%	Open the original filing on SEC.gov
May 6	De Lange Bob	Group President	SSELL	14,470	$922.55	$13.3M	-13.1%	Open the original filing on SEC.gov
May 6	De Lange Bob	Group President	FTAX	3,883	$923.38	$3.6M	-3.4%	Open the original filing on SEC.gov
May 6	De Lange Bob	Group President	MEXER	28,105	$127.60	$3.6M	+32.7%	Open the original filing on SEC.gov
May 6	Fassino Anthony D.	Group President	MEXER◆	12,000	$219.76	$2.6M	—	Open the original filing on SEC.gov
May 6	Fassino Anthony D.	Group President	SSELL	350	$926.83	$324.4K	-0.8%	Open the original filing on SEC.gov
May 6	Fassino Anthony D.	Group President	SSELL	8,802	$926.23	$8.2M	-16.0%	Open the original filing on SEC.gov
May 6	Fassino Anthony D.	Group President	FTAX	2,848	$925.74	$2.6M	-4.9%	Open the original filing on SEC.gov
May 6	Fassino Anthony D.	Group President	MEXER	12,000	$219.76	$2.6M	+26.1%	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	MEXER◆	3,726	$332.04	$1.2M	—	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	MEXER◆	7,673	$338.65	$2.6M	—	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	MEXER◆	11,655	$253.98	$3M	—	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	SSELL	15,674	$918.71	$14.4M	-22.9%	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	FTAX	7,380	$920.72	$6.8M	-9.7%	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	MEXER	3,726	$332.04	$1.2M	+5.2%	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	MEXER	7,673	$338.65	$2.6M	+11.9%	Open the original filing on SEC.gov
May 6	Bonfield Andrew R J	CFO Emeritus	MEXER	11,655	$253.98	$3M	+22.0%	Open the original filing on SEC.gov
May 5	Shurman Rodney Michael	Group President	MEXER◆	5,639	$253.98	$1.4M	—	Open the original filing on SEC.gov
May 5	Shurman Rodney Michael	Group President	SSELL	487	$903.55	$440K	-16.1%	Open the original filing on SEC.gov
May 5	Shurman Rodney Michael	Group President	SSELL	5,152	$903.14	$4.7M	-62.9%	Open the original filing on SEC.gov
May 5	Shurman Rodney Michael	Group President	MEXER	5,639	$253.98	$1.4M	+221.5%	Open the original filing on SEC.gov
May 4	Kaiser Jason	Group President	MEXER◆	7,917	$253.98	$2M	—	Open the original filing on SEC.gov
May 4	Kaiser Jason	Group President	SSELL	5,642	$883.03	$5M	-37.0%	Open the original filing on SEC.gov
May 4	Kaiser Jason	Group President	FTAX	2,275	$883.50	$2M	-13.0%	Open the original filing on SEC.gov
May 4	Kaiser Jason	Group President	MEXER	7,917	$253.98	$2M	+82.5%	Open the original filing on SEC.gov
May 4	MacLennan David	Director	PBUY	250	$876.84	$219.2K	+3.1%	Open the original filing on SEC.gov

AGRANT◆$6.2K

Epley Kyle Joseph · Chief Financial…Jul 24

7 sh @ $888.73

AGRANT◆$4.4K

Epley Kyle Joseph · Chief Financial…Jul 24

5 sh @ $888.73

AGRANT◆$8.9K

Kaiser Jason · Group PresidentJul 24

10 sh @ $888.73

AGRANT◆$16K

Creed Joseph E · Chief Executive…Jul 24

18 sh @ $888.73

AGRANT◆$23.2K

MacLennan David · DirectorJun 30

22 sh @ $1,055.33

AGRANT◆$5K

Kaiser Jason · Group PresidentJun 26

5 sh @ $997.47

AGRANT◆$16K

Creed Joseph E · Chief Executive…Jun 26

16 sh @ $997.47

AGRANT◆$6K

Epley Kyle Joseph · Chief Financial…Jun 26

6 sh @ $997.47

AGRANT—

Wilkins Rayford Jr · DirectorJun 10

211 sh · +2.6% own

AGRANT—

Schwab Susan C · DirectorJun 10

211 sh · +3.5% own

AGRANT—

Reed Debra L · DirectorJun 10

211 sh · +1.6% own

AGRANT—

Marks Judith Fran · DirectorJun 10

211 sh · +12.2% own

AGRANT—

MacLennan David · DirectorJun 10

211 sh · +2.6% own

AGRANT—

Keene Nazzic S · DirectorJun 10

211 sh · +40.8% own

AGRANT—

Johnson Gerald · DirectorJun 10

211 sh · +5.7% own

AGRANT—

Fish James C Jr · DirectorJun 10

211 sh · +6.1% own

AGRANT◆$16.4K

Creed Joseph E · Chief Executive…May 26

18 sh @ $908.55

AGRANT◆$5.5K

Epley Kyle Joseph · Chief Financial…May 26

6 sh @ $908.55

MEXER◆$3.2M

Johnson Denise C · Group PresidentMay 14

16,078 sh @ $196.70

SSELL$1.5M

Johnson Denise C · Group PresidentMay 14

1,605 sh @ $911.92 · -3.1% own

SSELL$366.1K

Johnson Denise C · Group PresidentMay 14

402 sh @ $910.65 · -0.8% own

SSELL$1.4M

Johnson Denise C · Group PresidentMay 14

1,568 sh @ $909.70 · -2.9% own

SSELL$2.1M

Johnson Denise C · Group PresidentMay 14

2,302 sh @ $908.76 · -4.1% own

SSELL$1.1M

Johnson Denise C · Group PresidentMay 14

1,191 sh @ $907.98 · -2.1% own

SSELL$1.4M

Johnson Denise C · Group PresidentMay 14

1,491 sh @ $906.73 · -2.5% own

SSELL$2M

Johnson Denise C · Group PresidentMay 14

2,259 sh @ $905.73 · -3.7% own

SSELL$1.6M

Johnson Denise C · Group PresidentMay 14

1,787 sh @ $904.70 · -2.9% own

FTAX$3.2M

Johnson Denise C · Group PresidentMay 14

3,473 sh @ $910.55 · -5.3% own

MEXER$3.2M

Johnson Denise C · Group PresidentMay 14

16,078 sh @ $196.70 · +32.3% own

MEXER◆$1.6M

Johnson Denise C · Group PresidentMay 13

7,900 sh @ $196.70

SSELL$2.4M

Johnson Denise C · Group PresidentMay 13

2,650 sh @ $910.24 · -5.1% own

SSELL$3.2M

Johnson Denise C · Group PresidentMay 13

3,546 sh @ $909.46 · -6.3% own

FTAX$1.6M

Johnson Denise C · Group PresidentMay 13

1,704 sh @ $911.61 · -2.9% own

MEXER$1.6M

Johnson Denise C · Group PresidentMay 13

7,900 sh @ $196.70 · +15.9% own

SSELL$326.2K

Schaupp William E · Chief Accounting…May 13

360 sh @ $906.00 · -40.5% own

FTAX$523.5K

Creed Joseph E · Chief Executive…May 11

574 sh @ $912.03 · -1.6% own

FTAX$204.3K

Pambianchi Christine M · Chief Human…May 11

224 sh @ $912.03 · -6.8% own

MEXER◆$4.7M

Fassino Anthony D. · Group PresidentMay 11

21,403 sh @ $219.76

SSELL$773.6K

Fassino Anthony D. · Group PresidentMay 11

843 sh @ $917.73 · -1.8% own

SSELL$14.2M

Fassino Anthony D. · Group PresidentMay 11

15,440 sh @ $916.75 · -24.8% own

FTAX$4.7M

Fassino Anthony D. · Group PresidentMay 11

5,120 sh @ $918.65 · -7.6% own

MEXER$4.7M

Fassino Anthony D. · Group PresidentMay 11

21,403 sh @ $219.76 · +46.5% own

AGRANT◆—

Epley Kyle Joseph · Chief Financial…May 8

1,394 sh

AGRANT—

Epley Kyle Joseph · Chief Financial…May 8

515 sh · +3.0% own

GGIFT—

Kaiser Jason · Group PresidentMay 6

294 sh · -3.1% own

MEXER◆$3.6M

De Lange Bob · Group PresidentMay 6

28,105 sh @ $127.60

SSELL$9M

De Lange Bob · Group PresidentMay 6

9,752 sh @ $923.47 · -10.2% own

SSELL$13.3M

De Lange Bob · Group PresidentMay 6

14,470 sh @ $922.55 · -13.1% own

FTAX$3.6M

De Lange Bob · Group PresidentMay 6

3,883 sh @ $923.38 · -3.4% own

MEXER$3.6M

De Lange Bob · Group PresidentMay 6

28,105 sh @ $127.60 · +32.7% own

MEXER◆$2.6M

Fassino Anthony D. · Group PresidentMay 6

12,000 sh @ $219.76

SSELL$324.4K

Fassino Anthony D. · Group PresidentMay 6

350 sh @ $926.83 · -0.8% own

SSELL$8.2M

Fassino Anthony D. · Group PresidentMay 6

8,802 sh @ $926.23 · -16.0% own

FTAX$2.6M

Fassino Anthony D. · Group PresidentMay 6

2,848 sh @ $925.74 · -4.9% own

MEXER$2.6M

Fassino Anthony D. · Group PresidentMay 6

12,000 sh @ $219.76 · +26.1% own

MEXER◆$1.2M

Bonfield Andrew R J · CFO EmeritusMay 6

3,726 sh @ $332.04

MEXER◆$2.6M

Bonfield Andrew R J · CFO EmeritusMay 6

7,673 sh @ $338.65

MEXER◆$3M

Bonfield Andrew R J · CFO EmeritusMay 6

11,655 sh @ $253.98

SSELL$14.4M

Bonfield Andrew R J · CFO EmeritusMay 6

15,674 sh @ $918.71 · -22.9% own

FTAX$6.8M

Bonfield Andrew R J · CFO EmeritusMay 6

7,380 sh @ $920.72 · -9.7% own

MEXER$1.2M

Bonfield Andrew R J · CFO EmeritusMay 6

3,726 sh @ $332.04 · +5.2% own

MEXER$2.6M

Bonfield Andrew R J · CFO EmeritusMay 6

7,673 sh @ $338.65 · +11.9% own

MEXER$3M

Bonfield Andrew R J · CFO EmeritusMay 6

11,655 sh @ $253.98 · +22.0% own

MEXER◆$1.4M

Shurman Rodney Michael · Group PresidentMay 5

5,639 sh @ $253.98

SSELL$440K

Shurman Rodney Michael · Group PresidentMay 5

487 sh @ $903.55 · -16.1% own

SSELL$4.7M

Shurman Rodney Michael · Group PresidentMay 5

5,152 sh @ $903.14 · -62.9% own

MEXER$1.4M

Shurman Rodney Michael · Group PresidentMay 5

5,639 sh @ $253.98 · +221.5% own

MEXER◆$2M

Kaiser Jason · Group PresidentMay 4

7,917 sh @ $253.98

SSELL$5M

Kaiser Jason · Group PresidentMay 4

5,642 sh @ $883.03 · -37.0% own

FTAX$2M

Kaiser Jason · Group PresidentMay 4

2,275 sh @ $883.50 · -13.0% own

MEXER$2M

Kaiser Jason · Group PresidentMay 4

7,917 sh @ $253.98 · +82.5% own

PBUY$219.2K

MacLennan David · DirectorMay 4

250 sh @ $876.84 · +3.1% own

Filing record

How quickly insiders here report their trades. Section 16 allows two business days from the transaction.

All 30 filings we hold were filed within the two-business-day deadline.

Counted in business days from the transaction date, or the deemed execution date where the filing reports one, excluding weekends and federal holidays. How this is measured · All late filings

Insiders at this company

Everyone who has filed a Form 4 for this issuer.