BR

Broadridge Financial Solutions, INC.

Insider trading activity for Broadridge Financial Solutions, INC., straight from SEC Form 4 filings. Net figures below count open-market buys and sales only — grants, option exercises and tax withholding are excluded because they are compensation, not decisions to trade.

Past 3 months

-$1M

net selling

Bought(0 · 0 insiders): $0
Sold(2 · 2 insiders): $1M

Past 6 months

-$1.3M

net selling

Bought(0 · 0 insiders): $0
Sold(3 · 3 insiders): $1.3M

Past 12 months

-$3.6M

net selling

Bought(1 · 1 insiders): $1M
Sold(8 · 5 insiders): $4.6M

Transaction history

The 100 most recent Form 4 transactions.

Open in screener →

Insider transactions, newest first: date, security, transaction type, size and a link to the filing each row came from.
Date	Insider	Role	Type	Shares	Price	Value	Δ Own	Filing
Nov 12	Markus Maura A.	Director	MEXER◷◆	3,180	$64.89	$206.4K	—	Open the original filing on SEC.gov
Nov 12	Markus Maura A.	Director	SSELL◷	3,180	$191.89	$610.2K	-8.6%	Open the original filing on SEC.gov
Nov 12	Markus Maura A.	Director	MEXER◷	3,180	$64.89	$206.4K	+9.4%	Open the original filing on SEC.gov
Nov 10	Tallapragada Srinivas	Director	AGRANT◆	2,659	$192.96	$513.1K	—	Open the original filing on SEC.gov
Nov 10	Tallapragada Srinivas	Director	AGRANT	645	—	—	—	Open the original filing on SEC.gov
Nov 10	Markus Maura A.	Director	AGRANT◷◆	2,659	$192.96	$513.1K	—	Open the original filing on SEC.gov
Nov 10	Markus Maura A.	Director	AGRANT◷	645	—	—	+1.9%	Open the original filing on SEC.gov
Nov 10	Flowers Melvin L	Director	AGRANT◆	2,659	$192.96	$513.1K	—	Open the original filing on SEC.gov
Nov 10	Flowers Melvin L	Director	AGRANT	645	—	—	+23.8%	Open the original filing on SEC.gov
Nov 10	Duelks Robert N	Director	AGRANT◆	2,659	$192.96	$513.1K	—	Open the original filing on SEC.gov
Nov 10	Duelks Robert N	Director	AGRANT	645	—	—	+3.0%	Open the original filing on SEC.gov
Nov 10	Mosconi Patricia Ann	Director	AGRANT◆	2,659	$192.96	$513.1K	—	Open the original filing on SEC.gov
Nov 10	Mosconi Patricia Ann	Director	AGRANT	645	—	—	+78.3%	Open the original filing on SEC.gov
Nov 10	Nazareth Annette L.	Director	AGRANT◆	2,659	$192.96	$513.1K	—	Open the original filing on SEC.gov
Nov 10	Nazareth Annette L.	Director	AGRANT	645	—	—	+6.6%	Open the original filing on SEC.gov
Nov 10	Murray Eileen K	Director	AGRANT◆	4,668	$192.96	$900.7K	—	Open the original filing on SEC.gov
Nov 10	Murray Eileen K	Director	AGRANT	1,132	—	—	+18.3%	Open the original filing on SEC.gov
Nov 10	Diganci Todd T	Director	AGRANT◆	2,659	$192.96	$513.1K	—	Open the original filing on SEC.gov
Nov 10	Diganci Todd T	Director	AGRANT	645	—	—	—	Open the original filing on SEC.gov
Oct 5	Duelks Robert N	Director	AGRANT	146	—	—	+0.7%	Open the original filing on SEC.gov
Oct 5	Flowers Melvin L	Director	AGRANT	18	—	—	+0.7%	Open the original filing on SEC.gov
Oct 5	Markus Maura A.	Director	AGRANT	37	—	—	+0.1%	Open the original filing on SEC.gov
Oct 5	Markus Maura A.	Director	AGRANT	100	—	—	+0.3%	Open the original filing on SEC.gov
Oct 5	Nazareth Annette L.	Director	AGRANT	18	—	—	+0.2%	Open the original filing on SEC.gov
Oct 5	Nazareth Annette L.	Director	AGRANT	22	—	—	+0.2%	Open the original filing on SEC.gov
Oct 5	Zavery Amit	Director	AGRANT	27	—	—	+0.3%	Open the original filing on SEC.gov
Oct 5	Zavery Amit	Director	AGRANT	34	—	—	+0.4%	Open the original filing on SEC.gov
Oct 5	Mosconi Patricia Ann	Director	AGRANT	1	—	—	+0.1%	Open the original filing on SEC.gov
Oct 5	Mosconi Patricia Ann	Director	AGRANT	2	—	—	+0.2%	Open the original filing on SEC.gov
Oct 5	Murray Eileen K	Director	AGRANT	18	—	—	+0.3%	Open the original filing on SEC.gov
Oct 5	Murray Eileen K	Director	AGRANT	20	—	—	+0.3%	Open the original filing on SEC.gov
Oct 1	Ghei Ashima	CFO	MEXER◆	406	—	—	—	Open the original filing on SEC.gov
Oct 1	Ghei Ashima	CFO	FTAX	168	$161.15	$27.1K	-2.7%	Open the original filing on SEC.gov
Oct 1	Ghei Ashima	CFO	FTAX	147	$161.15	$23.7K	-2.3%	Open the original filing on SEC.gov
Oct 1	Ghei Ashima	CFO	MEXER	406	—	—	+6.7%	Open the original filing on SEC.gov
Oct 1	Deschutter Douglas…	Co-President ICS	FTAX	911	$161.15	$146.8K	-5.1%	Open the original filing on SEC.gov
Oct 1	Gokey Timothy C	CEO	FTAX	16,982	$161.15	$2.7M	-9.6%	Open the original filing on SEC.gov
Oct 1	Perry Christopher John	President	FTAX	4,752	$161.15	$765.8K	-8.8%	Open the original filing on SEC.gov
Oct 1	Stingi Richard John	Corporate VP and CHRO	FTAX	1,109	$161.15	$178.7K	-14.4%	Open the original filing on SEC.gov
Oct 1	Carey Thomas P	Corporate VP	SSELL	2,501	$159.76	$399.6K	-22.1%	Open the original filing on SEC.gov
Sep 24	Markus Maura A.	Director	AGRANT	209	—	—	+0.6%	Open the original filing on SEC.gov
Sep 24	Zavery Amit	Director	AGRANT	180	—	—	+2.0%	Open the original filing on SEC.gov
Sep 24	Mosconi Patricia Ann	Director	AGRANT	180	—	—	+28.1%	Open the original filing on SEC.gov
Sep 24	Murray Eileen K	Director	AGRANT	389	—	—	+6.8%	Open the original filing on SEC.gov
Sep 24	Nazareth Annette L.	Director	AGRANT	180	—	—	+1.9%	Open the original filing on SEC.gov
Aug 12	Carey Thomas P	Corporate VP	AGRANT	5,275	—	—	+87.5%	Open the original filing on SEC.gov
Aug 12	Deschutter Douglas…	Co-President ICS	AGRANT	1,783	—	—	+11.0%	Open the original filing on SEC.gov
Aug 12	Ghei Ashima	CFO	AGRANT	466	—	—	+8.4%	Open the original filing on SEC.gov
Aug 12	Gokey Timothy C	CEO	AGRANT	33,265	—	—	+23.3%	Open the original filing on SEC.gov
Aug 12	Perry Christopher John	President	AGRANT	9,308	—	—	+20.8%	Open the original filing on SEC.gov
Aug 12	Stingi Richard John	Corporate VP and CHRO	AGRANT	2,172	—	—	+39.4%	Open the original filing on SEC.gov
Jul 2	Markus Maura A.	Director	AGRANT	36	—	—	+0.1%	Open the original filing on SEC.gov
Jul 2	Markus Maura A.	Director	AGRANT	98	—	—	+0.3%	Open the original filing on SEC.gov
Jul 2	Flowers Melvin L	Director	AGRANT	18	—	—	+0.7%	Open the original filing on SEC.gov
Jul 2	Duelks Robert N	Director	AGRANT	143	—	—	+0.7%	Open the original filing on SEC.gov
Jul 2	Mosconi Patricia Ann	Director	AGRANT	1	—	—	+0.2%	Open the original filing on SEC.gov
Jul 2	Mosconi Patricia Ann	Director	AGRANT	2	—	—	+0.3%	Open the original filing on SEC.gov
Jul 2	Murray Eileen K	Director	AGRANT	18	—	—	+0.3%	Open the original filing on SEC.gov
Jul 2	Murray Eileen K	Director	AGRANT	20	—	—	+0.4%	Open the original filing on SEC.gov
Jul 2	Nazareth Annette L.	Director	AGRANT	18	—	—	+0.2%	Open the original filing on SEC.gov
Jul 2	Nazareth Annette L.	Director	AGRANT	21	—	—	+0.2%	Open the original filing on SEC.gov
Jul 2	Zavery Amit	Director	AGRANT	27	—	—	+0.3%	Open the original filing on SEC.gov
Jul 2	Zavery Amit	Director	AGRANT	33	—	—	+0.4%	Open the original filing on SEC.gov
Jun 27	Ghei Ashima	CFO	MEXER◆	2,509	—	—	—	Open the original filing on SEC.gov
Jun 27	Ghei Ashima	CFO	FTAX	905	$137.93	$124.8K	-14.0%	Open the original filing on SEC.gov
Jun 27	Ghei Ashima	CFO	MEXER	2,509	—	—	+63.4%	Open the original filing on SEC.gov
Jun 10	Mosconi Patricia Ann	Director	AGRANT	206	—	—	+47.7%	Open the original filing on SEC.gov
Jun 10	Markus Maura A.	Director	AGRANT	239	—	—	+0.7%	Open the original filing on SEC.gov
Jun 10	Zavery Amit	Director	AGRANT	206	—	—	+2.4%	Open the original filing on SEC.gov
Jun 10	Nazareth Annette L.	Director	AGRANT	206	—	—	+2.2%	Open the original filing on SEC.gov
Jun 10	Murray Eileen K	Director	AGRANT	445	—	—	+8.4%	Open the original filing on SEC.gov
Jun 4	Jarkowski Hope M.	Chief Legal Officer	SSELL	1,966	$155.00	$304.7K	-99.9%	Open the original filing on SEC.gov
Apr 8	Zavery Amit	Director	AGRANT	24	—	—	+0.3%	Open the original filing on SEC.gov
Apr 8	Zavery Amit	Director	AGRANT	27	—	—	+0.3%	Open the original filing on SEC.gov
Apr 8	Nazareth Annette L.	Director	AGRANT	16	—	—	+0.2%	Open the original filing on SEC.gov
Apr 8	Nazareth Annette L.	Director	AGRANT	17	—	—	+0.2%	Open the original filing on SEC.gov
Apr 8	Murray Eileen K	Director	AGRANT	13	—	—	+0.3%	Open the original filing on SEC.gov
Apr 8	Murray Eileen K	Director	AGRANT	16	—	—	+0.3%	Open the original filing on SEC.gov
Apr 8	Mosconi Patricia Ann	Director	AGRANT	2	—	—	+0.5%	Open the original filing on SEC.gov
Apr 8	Markus Maura A.	Director	AGRANT	29	—	—	+<0.1%	Open the original filing on SEC.gov
Apr 8	Markus Maura A.	Director	AGRANT	87	—	—	+0.3%	Open the original filing on SEC.gov
Apr 8	keller brett	Director	AGRANT	26	—	—	+0.1%	Open the original filing on SEC.gov
Apr 8	keller brett	Director	AGRANT	54	—	—	+0.3%	Open the original filing on SEC.gov
Apr 8	Flowers Melvin L	Director	AGRANT	16	—	—	+0.6%	Open the original filing on SEC.gov
Apr 8	Duelks Robert N	Director	AGRANT	127	—	—	+0.6%	Open the original filing on SEC.gov
Apr 7	Markus Maura A.	Director	AGRANT	206	—	—	+0.6%	Open the original filing on SEC.gov
Apr 7	Zavery Amit	Director	AGRANT	177	—	—	+2.1%	Open the original filing on SEC.gov
Apr 7	Nazareth Annette L.	Director	AGRANT	177	—	—	+1.9%	Open the original filing on SEC.gov
Apr 7	Murray Eileen K	Director	AGRANT	384	—	—	+7.9%	Open the original filing on SEC.gov
Apr 7	keller brett	Director	AGRANT	177	—	—	+1.1%	Open the original filing on SEC.gov
Apr 1	Jarkowski Hope M.	Chief Legal Officer	MEXER◆	2,879	—	—	—	Open the original filing on SEC.gov
Apr 1	Jarkowski Hope M.	Chief Legal Officer	FTAX	913	$159.98	$146.1K	-31.7%	Open the original filing on SEC.gov
Apr 1	Jarkowski Hope M.	Chief Legal Officer	MEXER	2,879	—	—	+230,320%	Open the original filing on SEC.gov
Mar 6	Gokey Timothy C	CEO	PBUY★	5,300	$194.49	$1M	+3.9%	Open the original filing on SEC.gov
Mar 5	Stingi Richard John	Corporate VP and CHRO	AGRANT◆	10,039	—	—	—	Open the original filing on SEC.gov
Mar 5	Perry Christopher John	President	AGRANT◆	51,047	—	—	—	Open the original filing on SEC.gov
Mar 5	Jarkowski Hope M.	Chief Legal Officer	AGRANT◆	20,872	—	—	—	Open the original filing on SEC.gov
Mar 5	Gokey Timothy C	CEO	AGRANT◆	170,667	—	—	—	Open the original filing on SEC.gov
Mar 5	Ghei Ashima	Interim CFO	AGRANT◆	23,254	—	—	—	Open the original filing on SEC.gov
Mar 5	Deschutter Douglas…	Co-President ICS	AGRANT◆	25,977	—	—	—	Open the original filing on SEC.gov

MEXER◷◆$206.4K

Markus Maura A. · DirectorNov 12

3,180 sh @ $64.89

SSELL◷$610.2K

Markus Maura A. · DirectorNov 12

3,180 sh @ $191.89 · -8.6% own

MEXER◷$206.4K

Markus Maura A. · DirectorNov 12

3,180 sh @ $64.89 · +9.4% own

AGRANT◆$513.1K

Tallapragada Srinivas · DirectorNov 10

2,659 sh @ $192.96

AGRANT—

Tallapragada Srinivas · DirectorNov 10

645 sh

AGRANT◷◆$513.1K

Markus Maura A. · DirectorNov 10

2,659 sh @ $192.96

AGRANT◷—

Markus Maura A. · DirectorNov 10

645 sh · +1.9% own

AGRANT◆$513.1K

Flowers Melvin L · DirectorNov 10

2,659 sh @ $192.96

AGRANT—

Flowers Melvin L · DirectorNov 10

645 sh · +23.8% own

AGRANT◆$513.1K

Duelks Robert N · DirectorNov 10

2,659 sh @ $192.96

AGRANT—

Duelks Robert N · DirectorNov 10

645 sh · +3.0% own

AGRANT◆$513.1K

Mosconi Patricia Ann · DirectorNov 10

2,659 sh @ $192.96

AGRANT—

Mosconi Patricia Ann · DirectorNov 10

645 sh · +78.3% own

AGRANT◆$513.1K

Nazareth Annette L. · DirectorNov 10

2,659 sh @ $192.96

AGRANT—

Nazareth Annette L. · DirectorNov 10

645 sh · +6.6% own

AGRANT◆$900.7K

Murray Eileen K · DirectorNov 10

4,668 sh @ $192.96

AGRANT—

Murray Eileen K · DirectorNov 10

1,132 sh · +18.3% own

AGRANT◆$513.1K

Diganci Todd T · DirectorNov 10

2,659 sh @ $192.96

AGRANT—

Diganci Todd T · DirectorNov 10

645 sh

AGRANT—

Duelks Robert N · DirectorOct 5

146 sh · +0.7% own

AGRANT—

Flowers Melvin L · DirectorOct 5

18 sh · +0.7% own

AGRANT—

Markus Maura A. · DirectorOct 5

37 sh · +0.1% own

AGRANT—

Markus Maura A. · DirectorOct 5

100 sh · +0.3% own

AGRANT—

Nazareth Annette L. · DirectorOct 5

18 sh · +0.2% own

AGRANT—

Nazareth Annette L. · DirectorOct 5

22 sh · +0.2% own

AGRANT—

Zavery Amit · DirectorOct 5

27 sh · +0.3% own

AGRANT—

Zavery Amit · DirectorOct 5

34 sh · +0.4% own

AGRANT—

Mosconi Patricia Ann · DirectorOct 5

1 sh · +0.1% own

AGRANT—

Mosconi Patricia Ann · DirectorOct 5

2 sh · +0.2% own

AGRANT—

Murray Eileen K · DirectorOct 5

18 sh · +0.3% own

AGRANT—

Murray Eileen K · DirectorOct 5

20 sh · +0.3% own

MEXER◆—

Ghei Ashima · CFOOct 1

406 sh

FTAX$27.1K

Ghei Ashima · CFOOct 1

168 sh @ $161.15 · -2.7% own

FTAX$23.7K

Ghei Ashima · CFOOct 1

147 sh @ $161.15 · -2.3% own

MEXER—

Ghei Ashima · CFOOct 1

406 sh · +6.7% own

FTAX$146.8K

Deschutter Douglas… · Co-President ICSOct 1

911 sh @ $161.15 · -5.1% own

FTAX$2.7M

Gokey Timothy C · CEOOct 1

16,982 sh @ $161.15 · -9.6% own

FTAX$765.8K

Perry Christopher John · PresidentOct 1

4,752 sh @ $161.15 · -8.8% own

FTAX$178.7K

Stingi Richard John · Corporate VP and…Oct 1

1,109 sh @ $161.15 · -14.4% own

SSELL$399.6K

Carey Thomas P · Corporate VPOct 1

2,501 sh @ $159.76 · -22.1% own

AGRANT—

Markus Maura A. · DirectorSep 24

209 sh · +0.6% own

AGRANT—

Zavery Amit · DirectorSep 24

180 sh · +2.0% own

AGRANT—

Mosconi Patricia Ann · DirectorSep 24

180 sh · +28.1% own

AGRANT—

Murray Eileen K · DirectorSep 24

389 sh · +6.8% own

AGRANT—

Nazareth Annette L. · DirectorSep 24

180 sh · +1.9% own

AGRANT—

Carey Thomas P · Corporate VPAug 12

5,275 sh · +87.5% own

AGRANT—

Deschutter Douglas… · Co-President ICSAug 12

1,783 sh · +11.0% own

AGRANT—

Ghei Ashima · CFOAug 12

466 sh · +8.4% own

AGRANT—

Gokey Timothy C · CEOAug 12

33,265 sh · +23.3% own

AGRANT—

Perry Christopher John · PresidentAug 12

9,308 sh · +20.8% own

AGRANT—

Stingi Richard John · Corporate VP and…Aug 12

2,172 sh · +39.4% own

AGRANT—

Markus Maura A. · DirectorJul 2

36 sh · +0.1% own

AGRANT—

Markus Maura A. · DirectorJul 2

98 sh · +0.3% own

AGRANT—

Flowers Melvin L · DirectorJul 2

18 sh · +0.7% own

AGRANT—

Duelks Robert N · DirectorJul 2

143 sh · +0.7% own

AGRANT—

Mosconi Patricia Ann · DirectorJul 2

1 sh · +0.2% own

AGRANT—

Mosconi Patricia Ann · DirectorJul 2

2 sh · +0.3% own

AGRANT—

Murray Eileen K · DirectorJul 2

18 sh · +0.3% own

AGRANT—

Murray Eileen K · DirectorJul 2

20 sh · +0.4% own

AGRANT—

Nazareth Annette L. · DirectorJul 2

18 sh · +0.2% own

AGRANT—

Nazareth Annette L. · DirectorJul 2

21 sh · +0.2% own

AGRANT—

Zavery Amit · DirectorJul 2

27 sh · +0.3% own

AGRANT—

Zavery Amit · DirectorJul 2

33 sh · +0.4% own

MEXER◆—

Ghei Ashima · CFOJun 27

2,509 sh

FTAX$124.8K

Ghei Ashima · CFOJun 27

905 sh @ $137.93 · -14.0% own

MEXER—

Ghei Ashima · CFOJun 27

2,509 sh · +63.4% own

AGRANT—

Mosconi Patricia Ann · DirectorJun 10

206 sh · +47.7% own

AGRANT—

Markus Maura A. · DirectorJun 10

239 sh · +0.7% own

AGRANT—

Zavery Amit · DirectorJun 10

206 sh · +2.4% own

AGRANT—

Nazareth Annette L. · DirectorJun 10

206 sh · +2.2% own

AGRANT—

Murray Eileen K · DirectorJun 10

445 sh · +8.4% own

SSELL$304.7K

Jarkowski Hope M. · Chief Legal…Jun 4

1,966 sh @ $155.00 · -99.9% own

AGRANT—

Zavery Amit · DirectorApr 8

24 sh · +0.3% own

AGRANT—

Zavery Amit · DirectorApr 8

27 sh · +0.3% own

AGRANT—

Nazareth Annette L. · DirectorApr 8

16 sh · +0.2% own

AGRANT—

Nazareth Annette L. · DirectorApr 8

17 sh · +0.2% own

AGRANT—

Murray Eileen K · DirectorApr 8

13 sh · +0.3% own

AGRANT—

Murray Eileen K · DirectorApr 8

16 sh · +0.3% own

AGRANT—

Mosconi Patricia Ann · DirectorApr 8

2 sh · +0.5% own

AGRANT—

Markus Maura A. · DirectorApr 8

29 sh · +<0.1% own

AGRANT—

Markus Maura A. · DirectorApr 8

87 sh · +0.3% own

AGRANT—

keller brett · DirectorApr 8

26 sh · +0.1% own

AGRANT—

keller brett · DirectorApr 8

54 sh · +0.3% own

AGRANT—

Flowers Melvin L · DirectorApr 8

16 sh · +0.6% own

AGRANT—

Duelks Robert N · DirectorApr 8

127 sh · +0.6% own

AGRANT—

Markus Maura A. · DirectorApr 7

206 sh · +0.6% own

AGRANT—

Zavery Amit · DirectorApr 7

177 sh · +2.1% own

AGRANT—

Nazareth Annette L. · DirectorApr 7

177 sh · +1.9% own

AGRANT—

Murray Eileen K · DirectorApr 7

384 sh · +7.9% own

AGRANT—

keller brett · DirectorApr 7

177 sh · +1.1% own

MEXER◆—

Jarkowski Hope M. · Chief Legal…Apr 1

2,879 sh

FTAX$146.1K

Jarkowski Hope M. · Chief Legal…Apr 1

913 sh @ $159.98 · -31.7% own

MEXER—

Jarkowski Hope M. · Chief Legal…Apr 1

2,879 sh · +230,320% own

PBUY★$1M

Gokey Timothy C · CEOMar 6

5,300 sh @ $194.49 · +3.9% own

AGRANT◆—

Stingi Richard John · Corporate VP and…Mar 5

10,039 sh

AGRANT◆—

Perry Christopher John · PresidentMar 5

51,047 sh

AGRANT◆—

Jarkowski Hope M. · Chief Legal…Mar 5

20,872 sh

AGRANT◆—

Gokey Timothy C · CEOMar 5

170,667 sh

AGRANT◆—

Ghei Ashima · Interim CFOMar 5

23,254 sh

AGRANT◆—

Deschutter Douglas… · Co-President ICSMar 5

25,977 sh

Filing record

How quickly insiders here report their trades. Section 16 allows two business days from the transaction.

All 123 filings we hold were filed within the two-business-day deadline.

Counted in business days from the transaction date, or the deemed execution date where the filing reports one, excluding weekends and federal holidays. How this is measured · All late filings

Insiders at this company

Everyone who has filed a Form 4 for this issuer.

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