GNLX

GENELUX Corp

Insider trading activity for GENELUX Corp, straight from SEC Form 4 filings. Net figures below count open-market buys and sales only — grants, option exercises and tax withholding are excluded because they are compensation, not decisions to trade.

Past 3 months

-$194.3K

net selling

Bought(0 · 0 insiders): $0
Sold(7 · 4 insiders): $194.3K

Past 6 months

-$237.3K

net selling

Bought(0 · 0 insiders): $0
Sold(13 · 6 insiders): $237.3K

Past 12 months

-$368K

net selling

Bought(0 · 0 insiders): $0
Sold(25 · 6 insiders): $368K

Transaction history

The 96 most recent Form 4 transactions.

Open in screener →

Insider transactions, newest first: date, security, transaction type, size and a link to the filing each row came from.
Date	Insider	Role	Type	Shares	Price	Value	Δ Own	Filing
Aug 31	Yu Yong	Chief Scientific Officer	SSELL	9,683	$2.75	$26.7K	-3.6%	Open the original filing on SEC.gov
Aug 31	Zindrick Thomas	President and CEO	SSELL	34,463	$2.67	$91.9K	-2.7%	Open the original filing on SEC.gov
Aug 31	Cappello Joseph	Chief Technical Officer	SSELL	10,257	$2.74	$28.1K	-3.1%	Open the original filing on SEC.gov
Aug 4	Yu Yong	Chief Scientific Officer	SSELL	653	$2.94	$1.9K	-0.2%	Open the original filing on SEC.gov
Aug 4	Zindrick Thomas	President and CEO	SSELL	3,023	$2.95	$8.9K	-0.2%	Open the original filing on SEC.gov
Aug 4	Cappello Joseph	Chief Technical Officer	SSELL	653	$2.95	$1.9K	-0.2%	Open the original filing on SEC.gov
Jul 1	Smither John W	Director	SSELL	12,000	$2.91	$34.9K	-11.6%	Open the original filing on SEC.gov
Jun 16	Pulisic Matthew	Chief Financial Officer	AGRANT	278,906	—	—	—	Open the original filing on SEC.gov
Jun 16	Groen Eric	General Counsel	AGRANT	233,957	—	—	—	Open the original filing on SEC.gov
Jun 16	Tyree James L	Director	AGRANT◆	31,566	—	—	—	Open the original filing on SEC.gov
Jun 16	Tyree James L	Director	AGRANT	28,409	—	—	+41.7%	Open the original filing on SEC.gov
Jun 16	Zindrick Thomas	President and CEO	AGRANT	730,601	—	—	+137.0%	Open the original filing on SEC.gov
Jun 16	Thomas John	Director	AGRANT◆	31,566	—	—	—	Open the original filing on SEC.gov
Jun 16	Thomas John	Director	AGRANT	28,409	—	—	+6.0%	Open the original filing on SEC.gov
Jun 16	Mirabelli Mary	Director	AGRANT◆	31,566	—	—	—	Open the original filing on SEC.gov
Jun 16	Mirabelli Mary	Director	AGRANT	28,409	—	—	+38.2%	Open the original filing on SEC.gov
Jun 16	Yu Yong	Chief Scientific Officer	AGRANT	119,318	—	—	+79.7%	Open the original filing on SEC.gov
Jun 16	Smither John W	Director	AGRANT◆	31,566	—	—	—	Open the original filing on SEC.gov
Jun 16	Smither John W	Director	AGRANT	28,409	—	—	+37.9%	Open the original filing on SEC.gov
Jun 16	Cappello Joseph	Chief Technical Officer	AGRANT	174,841	—	—	+113.1%	Open the original filing on SEC.gov
Jun 3	Smalling Ralph	Head of Regulatory	SSELL	192	$2.93	$563	-0.3%	Open the original filing on SEC.gov
Jun 1	Thomas John	Director	SSELL◷	10,000	$2.98	$29.8K	-2.1%	Open the original filing on SEC.gov
May 11	Yu Yong	Chief Scientific Officer	SSELL	605	$2.97	$1.8K	-0.4%	Open the original filing on SEC.gov
May 11	Zindrick Thomas	President and CEO	SSELL	2,798	$2.94	$8.2K	-0.5%	Open the original filing on SEC.gov
May 11	Smalling Ralph	Head of Regulatory	SSELL	270	$2.98	$804	-0.4%	Open the original filing on SEC.gov
May 11	Cappello Joseph	Chief Technical Officer	SSELL	605	$2.97	$1.8K	-0.4%	Open the original filing on SEC.gov
Mar 25	Smalling Ralph	Head of Regulatory	SSELL	240	$2.51	$602	-0.4%	Open the original filing on SEC.gov
Mar 24	Smalling Ralph	Head of Regulatory	SSELL	345	$2.42	$835	-0.5%	Open the original filing on SEC.gov
Mar 24	Yu Yong	SVP, Clinical Developmen…	SSELL	906	$2.42	$2.2K	-0.6%	Open the original filing on SEC.gov
Mar 24	Zindrick Thomas	President and CEO	SSELL	3,582	$2.42	$8.7K	-0.7%	Open the original filing on SEC.gov
Mar 24	Cappello Joseph	Chief Technical Officer	SSELL	906	$2.42	$2.2K	-0.6%	Open the original filing on SEC.gov
Mar 2	Thomas John	Director	SSELL◷	10,000	$2.90	$29K	-2.0%	Open the original filing on SEC.gov
Jan 2	Litten Jason	Chief Medical Officer	AGRANT◆	275,000	—	—	—	Open the original filing on SEC.gov
Dec 5, 2025	Smalling Ralph	Head of Regulatory	SSELL	165	$4.69	$774	-0.2%	Open the original filing on SEC.gov
Dec 1, 2025	Thomas John	Director	SSELL◷	10,000	$5.00	$50K	-2.0%	Open the original filing on SEC.gov
Nov 17, 2025	Smalling Ralph	Head of Regulatory	SSELL	343	$5.37	$1.8K	-0.5%	Open the original filing on SEC.gov
Nov 17, 2025	Zindrick Thomas	President and CEO	SSELL	4,509	$5.37	$24.2K	-0.8%	Open the original filing on SEC.gov
Nov 17, 2025	Yu Yong	SVP, Clinical Developmen…	SSELL	973	$5.37	$5.2K	-0.7%	Open the original filing on SEC.gov
Nov 17, 2025	Cappello Joseph	Chief Technical Officer	SSELL	973	$5.37	$5.2K	-0.6%	Open the original filing on SEC.gov
Sep 3, 2025	Smalling Ralph	Head of Regulatory	SSELL	580	$3.36	$1.9K	-0.8%	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	AGRANT◆	250,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	DTOISS◆	250,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	AGRANT◆	23,568	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	DTOISS◆	23,568	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	AGRANT◆	157,372	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	DTOISS◆	157,372	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	AGRANT◆	925,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Zindrick Thomas	President and CEO	DTOISS◆	925,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Yu Yong	SVP, Clinical Developmen…	AGRANT◆	65,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Yu Yong	SVP, Clinical Developmen…	DTOISS◆	65,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Yu Yong	SVP, Clinical Developmen…	AGRANT◆	207,652	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Yu Yong	SVP, Clinical Developmen…	DTOISS◆	207,652	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Smalling Ralph	Head of Regulatory	AGRANT◆	8,333	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Smalling Ralph	Head of Regulatory	DTOISS◆	8,333	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Smalling Ralph	Head of Regulatory	AGRANT	10,000	—	—	+16.4%	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	AGRANT◆	65,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	DTOISS◆	65,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	AGRANT◆	13,333	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	DTOISS◆	13,333	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	AGRANT◆	80,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	DTOISS◆	80,000	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	AGRANT◆	16,666	—	—	—	Open the original filing on SEC.gov
Sep 1, 2025	Cappello Joseph	Chief Technical Officer	DTOISS◆	16,666	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Tyree James L	Director	AGRANT◆	28,576	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Tyree James L	Director	AGRANT	22,283	—	—	+48.7%	Open the original filing on SEC.gov
Aug 27, 2025	Smither John W	Director	AGRANT◆	28,576	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Smither John W	Director	AGRANT	22,283	—	—	+42.3%	Open the original filing on SEC.gov
Aug 27, 2025	Mirabelli Mary	Director	AGRANT◆	28,576	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Mirabelli Mary	Director	AGRANT	22,283	—	—	+43.7%	Open the original filing on SEC.gov
Aug 27, 2025	Thomas John	Director	AGRANT◆	28,576	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Thomas John	Director	AGRANT	22,283	—	—	+4.6%	Open the original filing on SEC.gov
Aug 27, 2025	Zindrick Thomas	President and CEO	AGRANT◆	478,800	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Zindrick Thomas	President and CEO	AGRANT	361,200	—	—	+187.2%	Open the original filing on SEC.gov
Aug 27, 2025	Yu Yong	SVP, Clinical Developmen…	AGRANT◆	134,520	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Yu Yong	SVP, Clinical Developmen…	AGRANT	101,480	—	—	+209.0%	Open the original filing on SEC.gov
Aug 27, 2025	Smalling Ralph	Head of Regulatory	AGRANT◆	34,770	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Smalling Ralph	Head of Regulatory	AGRANT	26,230	—	—	+75.5%	Open the original filing on SEC.gov
Aug 27, 2025	Cappello Joseph	Chief Technical Officer	AGRANT◆	142,500	—	—	—	Open the original filing on SEC.gov
Aug 27, 2025	Cappello Joseph	Chief Technical Officer	AGRANT	107,500	—	—	+205.7%	Open the original filing on SEC.gov
Aug 21, 2025	Smalling Ralph	Head of Regulatory	SSELL	1,244	$3.36	$4.2K	-1.8%	Open the original filing on SEC.gov
Aug 21, 2025	Zindrick Thomas	President and CEO	SSELL	12,673	$3.33	$42.2K	-2.3%	Open the original filing on SEC.gov
Aug 21, 2025	Yu Yong	SVP, Clinical Developmen…	SSELL	3,219	$3.36	$10.8K	-2.1%	Open the original filing on SEC.gov
Aug 21, 2025	Cappello Joseph	Chief Technical Officer	SSELL	1,463	$3.36	$4.9K	-0.9%	Open the original filing on SEC.gov
Aug 21, 2025	Cappello Joseph	Chief Technical Officer	SSELL	1,270	$3.33	$4.2K	-0.8%	Open the original filing on SEC.gov
Jul 1, 2025	Groen Eric	General Counsel &…	AGRANT◆	270,000	—	—	—	Open the original filing on SEC.gov
Jun 6, 2025	Thomas John	Director	GGIFT	25,000	—	—	-5.0%	Open the original filing on SEC.gov
May 12, 2025	Ryder Sean	General Counsel	SSELL	4,475	$2.92	$13.1K	-8.6%	Open the original filing on SEC.gov
May 12, 2025	Zindrick Thomas	President and CEO	SSELL	10,764	$2.92	$31.4K	-5.3%	Open the original filing on SEC.gov
May 12, 2025	Yu Yong	VP, Clinical Trial…	SSELL	5,579	$2.92	$16.3K	-10.5%	Open the original filing on SEC.gov
May 12, 2025	Smalling Ralph	Head of Regulatory	SSELL	1,259	$2.92	$3.7K	-3.5%	Open the original filing on SEC.gov
May 12, 2025	Cappello Joseph	VP, Pharmaceutical…	SSELL	4,737	$2.92	$13.8K	-8.3%	Open the original filing on SEC.gov
Mar 14, 2025	Smalling Ralph	Head of Regulatory	AGRANT	4,172	—	—	+13.1%	Open the original filing on SEC.gov
Mar 14, 2025	Yu Yong	VP, Clinical Trial…	AGRANT	13,350	—	—	+33.5%	Open the original filing on SEC.gov
Mar 14, 2025	Ryder Sean	General Counsel	AGRANT	10,708	—	—	+25.9%	Open the original filing on SEC.gov
Mar 14, 2025	Zindrick Thomas	President and CEO	AGRANT	30,339	—	—	+17.6%	Open the original filing on SEC.gov
Mar 14, 2025	Cappello Joseph	VP, Pharmaceutical…	AGRANT	13,350	—	—	+30.6%	Open the original filing on SEC.gov

SSELL$26.7K

Yu Yong · Chief Scientific…Aug 31

9,683 sh @ $2.75 · -3.6% own

SSELL$91.9K

Zindrick Thomas · President and CEOAug 31

34,463 sh @ $2.67 · -2.7% own

SSELL$28.1K

Cappello Joseph · Chief Technical…Aug 31

10,257 sh @ $2.74 · -3.1% own

SSELL$1.9K

Yu Yong · Chief Scientific…Aug 4

653 sh @ $2.94 · -0.2% own

SSELL$8.9K

Zindrick Thomas · President and CEOAug 4

3,023 sh @ $2.95 · -0.2% own

SSELL$1.9K

Cappello Joseph · Chief Technical…Aug 4

653 sh @ $2.95 · -0.2% own

SSELL$34.9K

Smither John W · DirectorJul 1

12,000 sh @ $2.91 · -11.6% own

AGRANT—

Pulisic Matthew · Chief Financial…Jun 16

278,906 sh

AGRANT—

Groen Eric · General CounselJun 16

233,957 sh

AGRANT◆—

Tyree James L · DirectorJun 16

31,566 sh

AGRANT—

Tyree James L · DirectorJun 16

28,409 sh · +41.7% own

AGRANT—

Zindrick Thomas · President and CEOJun 16

730,601 sh · +137.0% own

AGRANT◆—

Thomas John · DirectorJun 16

31,566 sh

AGRANT—

Thomas John · DirectorJun 16

28,409 sh · +6.0% own

AGRANT◆—

Mirabelli Mary · DirectorJun 16

31,566 sh

AGRANT—

Mirabelli Mary · DirectorJun 16

28,409 sh · +38.2% own

AGRANT—

Yu Yong · Chief Scientific…Jun 16

119,318 sh · +79.7% own

AGRANT◆—

Smither John W · DirectorJun 16

31,566 sh

AGRANT—

Smither John W · DirectorJun 16

28,409 sh · +37.9% own

AGRANT—

Cappello Joseph · Chief Technical…Jun 16

174,841 sh · +113.1% own

SSELL$563

Smalling Ralph · Head of RegulatoryJun 3

192 sh @ $2.93 · -0.3% own

SSELL◷$29.8K

Thomas John · DirectorJun 1

10,000 sh @ $2.98 · -2.1% own

SSELL$1.8K

Yu Yong · Chief Scientific…May 11

605 sh @ $2.97 · -0.4% own

SSELL$8.2K

Zindrick Thomas · President and CEOMay 11

2,798 sh @ $2.94 · -0.5% own

SSELL$804

Smalling Ralph · Head of RegulatoryMay 11

270 sh @ $2.98 · -0.4% own

SSELL$1.8K

Cappello Joseph · Chief Technical…May 11

605 sh @ $2.97 · -0.4% own

SSELL$602

Smalling Ralph · Head of RegulatoryMar 25

240 sh @ $2.51 · -0.4% own

SSELL$835

Smalling Ralph · Head of RegulatoryMar 24

345 sh @ $2.42 · -0.5% own

SSELL$2.2K

Yu Yong · SVP, Clinical…Mar 24

906 sh @ $2.42 · -0.6% own

SSELL$8.7K

Zindrick Thomas · President and CEOMar 24

3,582 sh @ $2.42 · -0.7% own

SSELL$2.2K

Cappello Joseph · Chief Technical…Mar 24

906 sh @ $2.42 · -0.6% own

SSELL◷$29K

Thomas John · DirectorMar 2

10,000 sh @ $2.90 · -2.0% own

AGRANT◆—

Litten Jason · Chief Medical…Jan 2

275,000 sh

SSELL$774

Smalling Ralph · Head of RegulatoryDec 5, 2025

165 sh @ $4.69 · -0.2% own

SSELL◷$50K

Thomas John · DirectorDec 1, 2025

10,000 sh @ $5.00 · -2.0% own

SSELL$1.8K

Smalling Ralph · Head of RegulatoryNov 17, 2025

343 sh @ $5.37 · -0.5% own

SSELL$24.2K

Zindrick Thomas · President and CEONov 17, 2025

4,509 sh @ $5.37 · -0.8% own

SSELL$5.2K

Yu Yong · SVP, Clinical…Nov 17, 2025

973 sh @ $5.37 · -0.7% own

SSELL$5.2K

Cappello Joseph · Chief Technical…Nov 17, 2025

973 sh @ $5.37 · -0.6% own

SSELL$1.9K

Smalling Ralph · Head of RegulatorySep 3, 2025

580 sh @ $3.36 · -0.8% own

AGRANT◆—

Zindrick Thomas · President and CEOSep 1, 2025

250,000 sh

DTOISS◆—

Zindrick Thomas · President and CEOSep 1, 2025

250,000 sh

AGRANT◆—

Zindrick Thomas · President and CEOSep 1, 2025

23,568 sh

DTOISS◆—

Zindrick Thomas · President and CEOSep 1, 2025

23,568 sh

AGRANT◆—

Zindrick Thomas · President and CEOSep 1, 2025

157,372 sh

DTOISS◆—

Zindrick Thomas · President and CEOSep 1, 2025

157,372 sh

AGRANT◆—

Zindrick Thomas · President and CEOSep 1, 2025

925,000 sh

DTOISS◆—

Zindrick Thomas · President and CEOSep 1, 2025

925,000 sh

AGRANT◆—

Yu Yong · SVP, Clinical…Sep 1, 2025

65,000 sh

DTOISS◆—

Yu Yong · SVP, Clinical…Sep 1, 2025

65,000 sh

AGRANT◆—

Yu Yong · SVP, Clinical…Sep 1, 2025

207,652 sh

DTOISS◆—

Yu Yong · SVP, Clinical…Sep 1, 2025

207,652 sh

AGRANT◆—

Smalling Ralph · Head of RegulatorySep 1, 2025

8,333 sh

DTOISS◆—

Smalling Ralph · Head of RegulatorySep 1, 2025

8,333 sh

AGRANT—

Smalling Ralph · Head of RegulatorySep 1, 2025

10,000 sh · +16.4% own

AGRANT◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

65,000 sh

DTOISS◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

65,000 sh

AGRANT◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

13,333 sh

DTOISS◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

13,333 sh

AGRANT◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

80,000 sh

DTOISS◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

80,000 sh

AGRANT◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

16,666 sh

DTOISS◆—

Cappello Joseph · Chief Technical…Sep 1, 2025

16,666 sh

AGRANT◆—

Tyree James L · DirectorAug 27, 2025

28,576 sh

AGRANT—

Tyree James L · DirectorAug 27, 2025

22,283 sh · +48.7% own

AGRANT◆—

Smither John W · DirectorAug 27, 2025

28,576 sh

AGRANT—

Smither John W · DirectorAug 27, 2025

22,283 sh · +42.3% own

AGRANT◆—

Mirabelli Mary · DirectorAug 27, 2025

28,576 sh

AGRANT—

Mirabelli Mary · DirectorAug 27, 2025

22,283 sh · +43.7% own

AGRANT◆—

Thomas John · DirectorAug 27, 2025

28,576 sh

AGRANT—

Thomas John · DirectorAug 27, 2025

22,283 sh · +4.6% own

AGRANT◆—

Zindrick Thomas · President and CEOAug 27, 2025

478,800 sh

AGRANT—

Zindrick Thomas · President and CEOAug 27, 2025

361,200 sh · +187.2% own

AGRANT◆—

Yu Yong · SVP, Clinical…Aug 27, 2025

134,520 sh

AGRANT—

Yu Yong · SVP, Clinical…Aug 27, 2025

101,480 sh · +209.0% own

AGRANT◆—

Smalling Ralph · Head of RegulatoryAug 27, 2025

34,770 sh

AGRANT—

Smalling Ralph · Head of RegulatoryAug 27, 2025

26,230 sh · +75.5% own

AGRANT◆—

Cappello Joseph · Chief Technical…Aug 27, 2025

142,500 sh

AGRANT—

Cappello Joseph · Chief Technical…Aug 27, 2025

107,500 sh · +205.7% own

SSELL$4.2K

Smalling Ralph · Head of RegulatoryAug 21, 2025

1,244 sh @ $3.36 · -1.8% own

SSELL$42.2K

Zindrick Thomas · President and CEOAug 21, 2025

12,673 sh @ $3.33 · -2.3% own

SSELL$10.8K

Yu Yong · SVP, Clinical…Aug 21, 2025

3,219 sh @ $3.36 · -2.1% own

SSELL$4.9K

Cappello Joseph · Chief Technical…Aug 21, 2025

1,463 sh @ $3.36 · -0.9% own

SSELL$4.2K

Cappello Joseph · Chief Technical…Aug 21, 2025

1,270 sh @ $3.33 · -0.8% own

AGRANT◆—

Groen Eric · General Counsel &…Jul 1, 2025

270,000 sh

GGIFT—

Thomas John · DirectorJun 6, 2025

25,000 sh · -5.0% own

SSELL$13.1K

Ryder Sean · General CounselMay 12, 2025

4,475 sh @ $2.92 · -8.6% own

SSELL$31.4K

Zindrick Thomas · President and CEOMay 12, 2025

10,764 sh @ $2.92 · -5.3% own

SSELL$16.3K

Yu Yong · VP, Clinical…May 12, 2025

5,579 sh @ $2.92 · -10.5% own

SSELL$3.7K

Smalling Ralph · Head of RegulatoryMay 12, 2025

1,259 sh @ $2.92 · -3.5% own

SSELL$13.8K

Cappello Joseph · VP, Pharmaceutical…May 12, 2025

4,737 sh @ $2.92 · -8.3% own

AGRANT—

Smalling Ralph · Head of RegulatoryMar 14, 2025

4,172 sh · +13.1% own

AGRANT—

Yu Yong · VP, Clinical…Mar 14, 2025

13,350 sh · +33.5% own

AGRANT—

Ryder Sean · General CounselMar 14, 2025

10,708 sh · +25.9% own

AGRANT—

Zindrick Thomas · President and CEOMar 14, 2025

30,339 sh · +17.6% own

AGRANT—

Cappello Joseph · VP, Pharmaceutical…Mar 14, 2025

13,350 sh · +30.6% own

Filing record

How quickly insiders here report their trades. Section 16 allows two business days from the transaction.

10 of 54 filings we hold were filed after the two-business-day deadline. The furthest past the deadline was 73 business days late.

Form 4 filings made after the two-business-day deadline, with the transaction date, the filing date and the number of business days between them.
Traded	Filed	Insider	Past deadline	Largest line	Source
Aug 21, 2025	Dec 10, 2025	Zindrick ThomasPresident and CEO	73days · about 3 months	$42.2K	Filing ↗
Aug 21, 2025	Dec 10, 2025	Cappello JosephChief Technical Officer	73days · about 3 months	$5.2K	Filing ↗
Aug 21, 2025	Dec 10, 2025	Yu YongSVP, Clinical Development	73days · about 3 months	$10.8K	Filing ↗
Aug 21, 2025	Dec 8, 2025	Smalling RalphHead of Regulatory	71days · about 3 months	$4.2K	Filing ↗
Mar 14, 2025	Apr 16, 2025	Zindrick ThomasPresident and CEO	21days	—	Filing ↗

Zindrick ThomasPresident and CEO

73days · about 3 months

Traded Aug 21, 2025 · filed Dec 10, 2025Filing ↗

Cappello JosephChief Technical Officer

73days · about 3 months

Traded Aug 21, 2025 · filed Dec 10, 2025Filing ↗

Yu YongSVP, Clinical Development

73days · about 3 months

Traded Aug 21, 2025 · filed Dec 10, 2025Filing ↗

Smalling RalphHead of Regulatory

71days · about 3 months

Traded Aug 21, 2025 · filed Dec 8, 2025Filing ↗

Zindrick ThomasPresident and CEO

21days

Traded Mar 14, 2025 · filed Apr 16, 2025Filing ↗

Counted in business days from the transaction date, or the deemed execution date where the filing reports one, excluding weekends and federal holidays. How this is measured · All late filings

Insiders at this company

Everyone who has filed a Form 4 for this issuer.

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